13D/G Filings Archive (Q3/2012) | New Masters Funds

10/3/12 – Response Genetics Inc. (RGDX), a life sciences research services company that provides proprietary pharmacogenomic tests of clinical trial specimens for the treatment of cancer primarily in the U.S., in which Tiger grand-cub Robert Mignone’s long-short hedge fund Bridger Management filed SEC Form SC 13G/A indicating that it holds 6.00 million or 18.3% of outstanding shares, an increase from the 3.00 million shares that it reported holding at the end of Q2/2012.

9/28/12 – Legg Mason Inc. (LM), a global asset management firm to individual and institutional clients via its proprietary mutual funds and separately managed accounts (SMAs), in which billionaire Nelson Peltz of hedge fund Trian Fund Management, with $3.1 billion in 13-F assets, filed SEC Form SC 13D/A on September 28th, 2012, indicating that his fund holds 12.88 million or 9.5% of outstanding shares, a decrease from the 14.70 million shares that it reported holding at the end of Q2/2012.

9/26/12 – Fushi Copperweld Inc. (FSIN), a Chinese manufacturer of copper-clad and other bimetallic wire products for telecom, utility and automotive markets, in which Thomas Clagus’ long-short equity hedge fund GMT Capital, with $3.9 billion in 13-F assets, filed SEC Form SC 13D/A on September 26th, indicating that it holds 3.28 million or 8.5% of outstanding shares, a decrease from the 3.51 million shares that it reported holding at the end of Q2/2012.

9/21/12 – Sealy Corp. (ZZ), engaged in the manufacture and marketing of bedding products, including mattresses and mattress foundations under the Sealy, Sealy Posturepedic, Stearns & Foster, and Bassett brand names in the Americas, in which Kyle Bass’ hedge fund Hayman Capital filed SEC Form SC 13G on September 21st, indicating that it holds 5.64 million or 5.9% of outstanding shares, a new position for it since it reported its holdings at the end of Q2/2012.

9/17/12 – Consolidated Tomoka Ltd. (CTO), that is engaged in the real estate, income properties and golf operations primarily in Volusia County, FL and in GA and NC, in which Clint Carlson’s multi-strategy hedge fund Carlson Capital, with $5.4 billion in 13-F assets, filed SEC Form SC 13D/A on September 17th, indicating that it holds 0.27 million or 4.6% of outstanding shares, a decrease from the 0.36 million shares that it reported holding at the end of Q2/2012.

9/10/12 – Barnes & Noble Inc. (BKS), that made its name as the operator of retail bookstore chain Barnes & Noble with over 1,300 bookstores in 50 states selling books, magazines, and music, and is rapidly transforming into a content, commerce and technology company, in which Barry Rosenstein’s shareholder activist hedge fund Jana Partners, with $2.4 billion in 13-F assets, filed SEC Form SC 13G/A on September 11th, indicating that it no longer holds a position in the company, selling out of its entire 4.11million shares position that it held at the end of Q2/2012.

8/28/12 – Catalyst Pharmaceutical Partners Inc. (CPRX), a biotech company that focuses on the development and commercialization of prescription drugs indicated for the treatment of cocaine, methamphetamine and other addictive disorders, and epilepsy, in which Ben Taylor of small-cap tech-focused hedge fund Sophrosyne Capital filed SEC Form SC 13G/A on August 28th, 2012, indicating that his fund holds 2.07 million or 6.5% of outstanding shares, an increase from the 1.73 million shares that it reported holding at the end of Q2/2012.

8/16/12 – Photronics Inc. (PLAB), that is a leading worldwide provider of photomasks used in the fabrication of semiconductors, micro-electronics and flat panel displays, in which Thomas Clagus’ long-short equity hedge fund GMT Capital, with $3.9 billion in 13-F assets, filed SEC Form SC 13G/A on August 16th, indicating that it holds 2.59 million or 4.3% of outstanding shares, a decrease from the 3.16 million shares that it reported holding at the end of Q2/2012.

8/16/12 – Wesco International Inc. (WCC), one of the largest distributors of electrical construction products in the U.S., and also a leading provider of electrical and industrial maintenance, repair and operating (MRO) supplies, in which Alan Fournier’s long-short equity hedge fund Pennant Capital Management, with $4.3 billion in 13-F assets, filed SEC Form SC 13G on August 16th, indicating that it holds 2.30 million or 5.3% of outstanding shares, an increase from the 2.11 million shares that it reported holding at the end of Q2/2012.

8/16/12 – Wesco International Inc. (WCC), one of the largest distributors of electrical construction products in the U.S., and also a leading provider of electrical and industrial maintenance, repair and operating (MRO) supplies, in which Alan Fournier’s long-short equity hedge fund Pennant Capital Management, with $4.3 billion in 13-F assets, filed SEC Form SC 13G on August 16th, indicating that it holds 2.30 million or 5.3% of outstanding shares, an increase from the 2.11 million shares that it reported holding at the end of Q2/2012.

8/10/12 – Electro Scientific Industries (ESIO), that manufactures advanced laser micro-engineering and testing systems necessary to produce key components used in computing, wireless telecom, automotive electronics, and other electronic products, in which David Nierenberg’s micro-cap growth-focused hedge fund Nierenberg Investment Management filed SEC Form SC 13D/A on August 10th, indicating that it holds 3.18 million or 10.8% of outstanding shares, a decrease from the 3.32 million shares that it reported holding at the end of Q2/2012.

8/7/12 – Terex Corp. (TEX), a global manufacturer of a broad range of construction and mining related capital equipment, in which Alan Fournier’s long-short equity hedge fund Pennant Capital Management, with $4.3 billion in 13-F assets, filed SEC Form SC 13G/A on August 7th, indicating that it holds 9.31 million or 8.5% of outstanding shares, an increase from the 8.21 million shares that it reported holding at the end of Q2/2012.

7/24/12 – Magellan Health Services (MGLN), a provider of managed behavioral healthcare services via its contracted network of third-party treatment providers, and also a provider of radiology benefits and specialty pharmaceuticals, in which Tiger cubs Arthur Cohen and Joseph Healey of healthcare-focused hedge fund Healthcor Management filed SEC Form SC 13G/A on July 24th, 2012, indicating that it holds 0.28 million or 1.0% of outstanding shares, a decrease from the 2.15 million shares that it reported holding at the end of Q2/2012.

7/17/12 – New Oriental Education & Technology ADS (EDU), that is a Chinese provider of foreign language training and test preparation courses for admissions and assessment tests in the U.S., the PRC and Commonwealth countries,hedge h and also a provider of  primary and secondary school education, development and distribution of educational content, software and other technology, and online education, in which Joho Capital filed SEC Form SC 13G/A on July 17th, 2012, indicating that it holds 3.81 million or 2.4% of outstanding shares, a decrease from the 4.15 million shares that it reported holding at the end of Q2/2012.

7/12/12 – Cardionet Inc. (BEAT), a leading provider of continuous, real-time ambulatory outpatient management systems and services for monitoring patient cardiac data, in which Ben Taylor of small-cap tech-focused hedge fund Sophrosyne Capital filed SEC Form SC 13G/A on July 12th, 2012, indicating that his fund holds 2.39 million or 9.6% of outstanding shares, an increase from the 2.33 million shares that it reported holding at the end of Q2/2012.

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